FINANCE & BANKING

AI Governance forCapital Markets.

Algorithmic trading AI, market surveillance, and investment analysis require constitutional governance. MiFID II-ready audit trails in real-time.

The Capital Markets AI Compliance Challenge

Algorithmic Trading Governance

MiFID II requires algorithmic trading AI to be explainable and risk-controlled. AXIOM governs every trade decision with constitutional oversight.

AI Washing Prevention

SEC AI marketing rules prohibit overstating AI capabilities. AXIOM's audit trail proves exactly what your AI does — no overstatement possible.

Market Surveillance AI

Market surveillance AI must flag manipulation without false-positive noise. AXIOM's deterministic enforcement delivers signal without noise.

Regulations That Apply to You

MiFID IIActive5% annual turnover
ESMA GuidelinesOngoing
SEC AI Rules 2026Upcoming
EU AI ActAug 2026€35M or 7%

How AXIOM Governs Capital Markets AI

Real-time Trade Governance

Every algorithmic trading AI decision governed in real-time. MiFID II compliance export one click away.

AI Capability Audit

Cryptographically proven record of what your AI can and cannot do. Prevents AI washing allegations.

Manipulation Flag Precision

Constitutional enforcement flags manipulation patterns with ~0% false positive rate.

The Capital Markets WOW Feature

MiFID II Real-Time Export

Real-time algorithmic trading governance with MiFID II compliance export. ESMA inspectors get the data they need before they ask for it.

Ready to govern your capital markets AI?

Deploy constitutional governance for capital markets AI in days. MiFID II.

USPTO #64/029,741 · SSRN #6523598 · In production since April 2, 2026